FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  CROXALL DOUGLAS B
2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2021
3. Issuer Name and Ticker or Trading Symbol
Crown Electrokinetics Corp. [CRKN]
(Last)
(First)
(Middle)
C/O CROWN ELECTROKINETICS CORP., 1110 NE CIRCLE BLVD.
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

CORVALLIS, OR 97330
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock (1) 1,829,294
I
In Trust

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Call Option (2)   (3) 02/28/2028 Common Stock 166,666 $ 0.15 D  
Call Option (2)   (3) 01/17/2029 Common Stock 250,000 $ 1.2 D  
Call Option (2)   (3) 04/13/2030 Common Stock 1,083,333 $ 2.25 D  
Call Option (2)   (4) 12/30/2030 Common Stock 1,381,967 $ 3.6 D  
Call Option (5)   (4) 12/30/2030 Common Stock 485,371 $ 3.6 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CROXALL DOUGLAS B
C/O CROWN ELECTROKINETICS CORP.
1110 NE CIRCLE BLVD.
CORVALLIS, OR 97330
    X   Chief Executive Officer  

Signatures

/s/ Doug Croxall 01/29/2021
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Consists of 1,302,628 shares of restricted stock, all of which has vested.
(2) Granted pursuant to the Issuer's 2016 Equity Incentive Plan.
(3) Options to purchase shares of the Issuer's Common Stock have vested and are currently exercisable.
(4) Options to purchase shares of the Issuer Common Stock granted on December 30, 2020 vest thirty (30) days after the date of such grant.
(5) Granted pursuant to the Issuer's 2020 Employee Incentive Plan

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